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LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
We are looking to hire a Senior Analyst within the Marketing Regulatory Review Department, which is a part of LPL's Compliance, Legal, & Risk organization. The Senior Analyst, Marketing Regulatory Review will review and approve marketing materials and other public communications from Financial Advisors and home office employees. Essential Functions In consultative manner, analyze marketing materia
Posted 1 day ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
The Supervision Manager within TRACS will manage a team of Registered Principals and analysts to support the Corporate Supervision Responsibilities where LPL is the OSJ across various types of offices and activity. This position is located at our Fort Mill corporate office. The primary function of the manager role is to act as Direct manager for the members of Corporate Supervision, Non Electronic
Posted 1 day ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
The primary role of the LPL Virtual Administrator Services (VAS) associate will be to provide middle office services to advisors including any and all daily tasks provided by the advisor. This would include, resolving notifications, opening accounts, moving money, transferring accounts, and working directly with clients to complete any of these tasks. The admin would be expected to form a working
Posted 2 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
VP Development Manager Role is part of Digital Experience Technology (DXT) department, DXT engineering team offers Digital & Marketing Platforms, Mobile Apps, Products and Services solutions through Digital Factory (CI/CD). Development Manager is responsible for liaison with business partners and lead day to day functional and technical solutions delivery. Leads design and development of Digital E
Posted 2 days ago
The Vice President of Client Compensation Service is a full time position located in Fort Mill, SC. Reporting to the Senior Vice President of Client Compensation this position has day to day leadership level responsibility for a multifaceted service team organization delivering daily transactional support to over 20,000 industry personnel working inside financial institutions and independent finan
Posted 3 days ago
The Mutual Fund Trader will work in a call center environment taking approximately 50 70 inbound calls per day from Financial Advisors, their assistants, and their clients. Traders will make outbound calls to Advisors regarding trades and trade corrections for Mutual Funds, UIT's and Precious Metals. Traders must be able to understand multiple products and the risks, fees, and differences between
Posted 3 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
include Coordinate, develop and manage National Sales & Consulting Team events Initiate and coordinate cross departmental promotions through the development of integrated marketing campaigns that may include the promotion of other products or technologies at the firm. Work closely with the sales and consulting teams to develop campaigns and timely initiatives promoting and supporting activities Ma
Posted 5 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
The new team member's responsibilities will include Leverage the organization to develop and execute detailed, tactical plans to effectively bring products to life Coordinate tasks, meetings, and resources, as part of the implementation, and administration of new product launches Synthesize internal and industry data into themes and patterns to provide insights and data driven recommendations Work
Posted 5 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
The Assistant Vice President of Operations for the Settlements department will be responsible for the oversight of the Settlements, Purchase and Sales, Mutual Fund Corrections, and Custody departments. These departments have management and staff located in both the Fort Mill and San Diego locations. The Assistant Vice President is accountable for execution of the overall functional strategy and go
Posted 6 days ago
LPL Financial
- Fort Mill, SC / San Diego, CA
Associate Marketing Consultant Sales Optimization The Sales Optimization team collaborates with multiple business units from the sales and consulting teams to transform business strategies into sales activities to promote advisor growth and retention. This team has the responsibility for providing the sales teams with end to end programs that include sales events, campaigns and collateral material
Posted 7 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
Analyst Infrastructure and Operations Data Analytics and Reporting We are currently looking to hire a Data Analytics and Reporting Analyst which will support the development and execution of the analytics and reporting roadmap required to support the Technology Infrastructure and Operations functions. This role will collaborate closely with Technology leadership and partners in order to leverage d
Posted 7 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
We are currently looking to hire a Senior Engineer Information Security to join as a part of LPL's Technology Information Security organization. The Sr. Engineer receives, researches, triages and documents all application security scan results and alerts. This individual supports multiple security related platforms and technologies, application security issues, interfacing with others within the I
Posted 7 days ago
Our Associate Service Consultant in Compliance, Continuing Education & Registration will provide superior customer service to a large base of financial advisors as the first line of contact for various Compliance, Continuing Education & Registration issues. You will help advisors ensure compliance with applicable industry rules (State, FINRA and SEC regulations) and Company policies through effect
Posted 7 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
LPL is seeking an experienced, results driven, business oriented and adaptable risk professional to lead operations for the Compliance Department. Reporting to the CCO, this person will be responsible for helping to drive and present on strategic priorities, quarterbacking special projects and project tracking, oversight of quality control routines and operational risk issues, reporting and metric
Posted 7 days ago
The Strategic Sourcing and Procurement (SS&P) team is located in the new LEED certified Carolinas campus (Fort Mill, SC) and is responsible for managing the full end to end sourcing and procurement lifecycle. SS&P's mission is to 1) Deliver sustainable, ethical practices and leadership to enable the selection of external partners to drive the best service, quality, and value for LPL while appropri
Posted 8 days ago
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