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LPL Financial
- Charlotte, NC / Fort Mill, SC
This position is part of the Account Transfers, Alternative Investment Investments team in Service, Trading and Operations. This team is responsible for moving assets to LPL either systematically via Automated Customer Account Transfer (ACAT) system or manually as a non ACAT. This team works closely with our Service Teams, Offshore business partners, different business units within Account Transfe
Posted 1 day ago
Strategic Sourcing and Procurement (SS&P) Overview The Strategic Sourcing and Procurement (SS&P) team is located in the new LEED certified Carolinas campus (Fort Mill, SC) and is responsible for managing the full end to end sourcing and procurement lifecycle. SS&P's mission is to 1) Deliver sustainable, ethical practices and leadership to enable the selection of external partners to drive the best
Posted 1 day ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
include Developing and managing comprehensive marketing campaigns and programs Lead sales team support including management of sales kit development, sales training and communications, and executive support Lead marketing efforts to support our Diversity & Inclusion and Segment Marketing corporate initiatives Developing collateral which communicates complex investment and business concepts to our
Posted 1 day ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
The ideal candidate will have an understanding of the financial services industry and a willingness to operate in a dynamic, fast paced, customer driven environment. Outstanding customer service and effective communication skills are essential. Developing and maintaining essential relationships by acting as the primary point of contact and key business partner for prospects joining LPL's Independe
Posted 2 days ago
This position is part of the Account Transfers department in Service, Trading and Operations and will be a Senior Operations Specialist on the Alternative Investment Transfers team. This team is responsible for moving assets to LPL either systematically via Automated Customer Account Transfer (ACAT) system or manually as a non ACAT. This team works closely with our Service Teams, Offshore business
Posted 2 days ago
LPL Financial
- San Diego, CA / Fort Mill, SC / Charlotte, NC
The Senior Analyst will have a variety of items to tackle Ensuring the team remains in budget; Preparing and disseminating management reporting within the Research organization and to other key business partners; Managing our equipment and software allocations; Handling new employee onboarding; Assisting with the required documentation and information production for regulatory reporting, legal inq
Posted 2 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
The Product Management team within LPL's Investor & Investment Solutions (IIS) group is responsible for delivering a highly competitive set of investment solutions. This includes the platform and product offering, pricing, advisor/client access to solutions, and promotional activities. The team's goal from an investment product management perspective is to enhance our advisors' and investors' expe
Posted 2 days ago
LPL is seeking an experienced, results driven, business oriented and adaptable risk professional to support the Business Risk Management department within the Compliance, Legal and Risk (CLR) organization as a Senior Vice President, Chief of Staff. Business Risk Management (BRM) includes all supervision functions and product risk management, The SVP, Chief of Staff's primary responsibility will be
Posted 2 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
Candidate must have F5 Operations and Engineering experience with multiple F5 solutions in an enterprise environment. Must have experience in data networking, working with application development teams and communicating effectively with various departments and technical skill sets within an organization. A strong awareness of Security and data traffic flow control is required. Qualifications Ha
Posted 2 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
LPL Financial is currently seeking an experienced Sr. Analyst to join the Process Excellence and Simplification Team with the Operation's Business Reinvention organization. The candidate should be driven with excellent communication skills. He or She must have experience at reviewing large data sets, finding patterns, insights, and anomalies while being adept at communicating those findings in con
Posted 4 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
The AVP, Service will have the following responsibilities. Advisor Management Handle Advisor escalations requests to resolution and using all available resources including the Service Escalation Team Identify and lead proactive outreach initiatives to enhance the Advisor experience Identify opportunities within team to improve the Advisor relationship; this includes managing team follow up, Adviso
Posted 5 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
Our Associate Service Consultant in Compliance, Continuing Education & Registration will provide superior customer service to a large base of financial advisors as the first line of contact for various Compliance, Continuing Education & Registration issues. You will help advisors ensure compliance with applicable industry rules (State, FINRA and SEC regulations) and Company policies through effect
Posted 5 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
TBD We offer a competitive salary and benefits package. Please login or create an account to apply to this position. Principals only. EOE About LPL Financial LPL Financial is a leader in the retail financial advice market and the nation's largest independent broker/dealer . We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing an
Posted 8 days ago
LPL Financial
- San Diego, CA / Fort Mill, SC / Charlotte, NC
The Senior Desktop Engineer will design, build, test, deploy, and support the corporate desktop image and desktop management solution using System Center Configuration Manager (SCCM). This includes packaging, patching, testing, and deploying both system and application updates to the end user environment; creation of new desktop deployment strategies; execution of inventory management processes of
Posted 8 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
Sr. Fraud Analyst Fraud Operations The Fraud Sr. Analyst role will be responsible managing and reporting various types of fraud to comply with various regulations and guidance from the OCC, SEC, FINRA, FinCEN, OFAC and other governing bodies. Furthermore, the Sr. Analyst will partner with other analysts / management for reviewing and analyzing underlying data gathered to assess reasonable cause to
Posted 8 days ago
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