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LPL Financial
- Charlotte, NC / Fort Mill, SC
The Sr Analyst, Marketing Regulatory Review Social Media Team will monitor and work to ensure the compliant use of social media marketing communications from Financial Advisors and home office employees. Essential Functions In consultative manner, work with advisors to complete all necessary requirements for compliant use of social media marketing. Consult with advisors on their social media marke
Posted 9 days ago
LPL Financial
- Charlotte, NC / Fort Mill, SC
The ERM Senior Analyst, Risk Assessment and Testing, is responsible for contributing to the Firm's risk mitigation efforts by identifying, assessing, and appropriately documenting operational and regulatory risks that are a result of failed internal processes, systems or controls. The Senior Analyst is a member of a team of subject matter experts on risk identification, assessment, and testing and
Posted 20 days ago
LPL Financial
- San Diego, CA / Charlotte, NC / Fort Mill, SC
We are currently looking to hire a Staff Auditor within the Internal Audit department. This individual will be responsible for executing finance and operations related internal audits, SOX control testing, process reviews and various ad hoc projects assigned to them. Including but not limited to the following requirements Essential Functions Execute all areas of audits including risk assessments,
Posted 2 months ago
Sonoco
- Hartsville, SC
Assists with risk assessment activities, preparation of the annual internal audit plan and updating of audit programs as needed. Performs corporate, division and plant level, SOX or compliance audits Assists with audit scoping and fieldwork planning Identifies risks and internal controls and helps the Senior Internal Auditor or Manager tailor audit procedures required to meet audit objectives May
Posted 3 months ago
; Produces additional revenue for the dealership by selling finance and insurance programs and other appropriate after ale items to new and used vehicles. ESSENTIAL JOB REQUIREMENTS AND RESPONSIBILITIES Be directly responsible for the following items, as set at the sole discretion of the company, which may be changed from time to time Protect the legal and financial welfare of the dealership. Sup
Posted 18 days ago
About the Company Examination Management Services, Inc. (EMSI) provides leading edge medical information, risk management and investigation services to the insurance, legal, clinical and business communities. We empower customers with accurate, comprehensive information to make informed, reliable business decisions. We work collaboratively with our clients to develop strategies that increase profi
Posted 4 months ago
About the Company Examination Management Services, Inc. (EMSI) provides leading edge medical information, risk management and investigation services to the insurance, legal, clinical and business communities. We empower customers with accurate, comprehensive information to make informed, reliable business decisions. We work collaboratively with our clients to develop strategies that increase profi
Posted 4 months ago
About the Company Examination Management Services, Inc. (EMSI) provides leading edge medical information, risk management and investigation services to the insurance, legal, clinical and business communities. We empower customers with accurate, comprehensive information to make informed, reliable business decisions. We work collaboratively with our clients to develop strategies that increase profi
Posted 4 months ago
About the Company Examination Management Services, Inc. (EMSI) provides leading edge medical information, risk management and investigation services to the insurance, legal, clinical and business communities. We empower customers with accurate, comprehensive information to make informed, reliable business decisions. We work collaboratively with our clients to develop strategies that increase profi
Posted 4 months ago
About the Company Examination Management Services, Inc. (EMSI) provides leading edge medical information, risk management and investigation services to the insurance, legal, clinical and business communities. We empower customers with accurate, comprehensive information to make informed, reliable business decisions. We work collaboratively with our clients to develop strategies that increase profi
Posted 4 months ago
About the Company Examination Management Services, Inc. (EMSI) provides leading edge medical information, risk management and investigation services to the insurance, legal, clinical and business communities. We empower customers with accurate, comprehensive information to make informed, reliable business decisions. We work collaboratively with our clients to develop strategies that increase profi
Posted 4 months ago
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